Board Guide · 2026
Anti-Corruption and the FCPA - Board Guide
Anti-corruption, bribery risk, third-party exposure, internal controls, and board oversight.
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Materials on governance and compliance topics for boards and executives.
New decks get added often. They’re here for general information and marketing purposes only—they aren’t legal advice, and reading them doesn’t create an attorney-client relationship with R. McConnell Group PLLC.
Featured Research
Fortune 500 Code of Conduct Benchmarking Database
Explore company-by-company benchmarking across twelve governance and compliance topics, with filters by sector, topic coverage, and Fortune rank.
Board Guide · 2026
Anti-Money Laundering and KYC - Board Guide
AML, KYC, sanctions screening, suspicious activity, and illicit-finance controls.
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Board Guide · 2026
Antitrust and Competition - Board Guide
Competition risk, antitrust exposure, board oversight, and compliance controls.
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Director Basics · 2026
Attorney-Client Privilege - Director Basics
Attorney-client privilege basics for directors and board-level communications.
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Board Guide · 2026
Building a Code of Conduct - Board Guide
Code of conduct design, implementation, employee expectations, ethics, and board oversight.
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Board Guide · 2026
Building a Compliance Maturity Model - Board Guide
Assessing compliance program maturity, capabilities, gaps, priorities, and continuous development.
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Board Deck · 2026
Building World-Class L&P Governance Board Deck
Building a stronger legal and compliance governance function.
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Board Guide · 2026
Conflicts of Interest - Board Guide
Identifying, disclosing, and managing conflicts of interest at the board level.
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Board Deck · 2026
Crypto Payments and AML Risk Board Deck
Crypto payments, AML exposure, sanctions risk, and controls for boards.
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Board Guide · 2026
Cybersecurity and Breach Response - Board Guide
Cybersecurity oversight, breach response, escalation, and governance responsibilities.
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Board Guide · 2026
Data Privacy - Board Guide
Privacy governance, data stewardship, regulatory exposure, and board oversight.
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Board Guide · 2026
Deemed Exports - Board Guide
Deemed export controls, access to controlled technology, workforce risk, and board oversight.
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Board Guide · 2026
Delegation of Authority - Board Guide
Authority matrices, approvals, board delegation, and governance clarity.
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Board Guide · 2026
Document Governance - Board Guide
Records, document retention, information governance, and legal exposure.
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Board Primer · 2026
Dodd-Frank and Sarbanes-Oxley - Board Primer
A board-level primer on Dodd-Frank, Sarbanes-Oxley, reporting, controls, and oversight obligations.
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Board Guide · 2026
Ethics Reporting and Case Management - Board Guide
Speak-up systems, ethics reporting, investigations, and case management.
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Board Guide · 2026
Five Things Your Board Needs to Know About AI
Artificial intelligence, legal/compliance roles, governance, and emerging technology risk.
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Board Guide · 2026
Food Safety - Board Guide
Food safety governance, board oversight, risk assessment, and compliance controls.
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Board Guide · 2026
Gifts and Entertainment - Board Guide
Gifts, travel, entertainment, approval controls, and compliance red flags.
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Presentation · 2026
Fortune 500 Code of Conduct Benchmarking - 2026
Benchmarking analysis of Fortune 500 codes of conduct across twelve governance and compliance topics.
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Board Guide · 2026
How to Run a Risk Assessment - Board Guide
A practical guide to running a board-level risk assessment.
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Director Guide · 2026
In the Boardroom - Director Meeting Guide
Director meeting guidance, boardroom process, and practical meeting structure.
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Board Guide · 2026
Internal Investigations - Board Guide
Internal investigations, independence, escalation, and regulatory response.
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Board Guide · 2026
Legal Operations - Board Guide
Legal operations, compliance structure, resourcing, and governance systems.
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Board Guide · 2026
M&A Governance and Compliance - Board Guide
M&A governance, diligence, inherited liability, and compliance integration.
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Board Guide · 2026
Monitoring and Continuous Improvement - Board Guide
Compliance monitoring, testing, performance measurement, remediation, and continuous improvement.
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Director Guide · 2026
New Director Onboarding - Director Guide
A practical framework for onboarding new directors and preparing them for effective board service.
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Board Guide · 2026
Progressive Discipline in Compliance - Board Guide
Progressive discipline, consistent enforcement, accountability, documentation, and compliance culture.
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Board Guide · 2026
Records and Information Management - Board Guide
Records and information management, retention, controls, and oversight.
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Board Guide · 2026
Reframing Legal vs Compliance Roles in the Context of AI and Tech
Artificial intelligence, legal/compliance roles, governance, and emerging technology risk.
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Board Guide · 2026
Responding to a Government Investigation - Board Guide
Board and executive considerations when responding to subpoenas, inquiries, and government investigations.
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Case Studies · 2026
RMG Board Case Studies
Board-facing case studies from R. McConnell Group.
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Update · 2026
Securities Enforcement Update June 2026
Securities enforcement update and governance implications.
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Board Guide · 2026
Speak-Up and Whistleblower Protection - Board Guide
Speak-up culture, whistleblower protection, reporting, and board accountability.
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Board Guide · 2026
Succession Planning and Skill Matrix: The Board View
Board-level guidance on succession planning, skills assessment, leadership continuity, and board composition.
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Board Guide · 2026
Supplier Code of Conduct - Board Guide
Supplier code of conduct, third-party expectations, and compliance obligations.
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Board Primer · 2026
The 33 and 34 Acts - Board Primer
Securities Act and Exchange Act primer for boards.
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Board Guide · 2026
The Compliance Legal Framework - Board Guide
Compliance legal framework, governance model, and oversight responsibilities.
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Board Guide · 2026
The Compliance Management System - Board Guide
Compliance management system design, monitoring, and board reporting.
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Board Guide · 2026
The Director's Fiduciary Duties - Board Guide
Director fiduciary duties, oversight obligations, and governance risk.
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Board Guide · 2026
Third-Party Due Diligence - Board Guide
Third-party due diligence, controls, red flags, and monitoring.
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Board Guide · 2026
Trade Compliance and Sanctions - Board Guide
Trade compliance, sanctions, export controls, and board oversight.
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Board Guide · 2026
Travel and Expense - Board Guide
Travel and expense controls, approvals, and compliance red flags.
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Board Deck · 2026
Where Compliance Belongs Board Deck
Where compliance should sit within the organization and governance model.
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Board Deck · 2026
Worksite Immigration Enforcement Board Deck
Worksite immigration enforcement, compliance preparation, and board awareness.
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